What must you do before taking the compliance test at the end of training?

Before taking the compliance test at the end of training, it is important to certify that you understand the compliance manual. This certification process ensures that all employees are well-informed of the rules, regulations, and policies outlined in the manual, which is critical for maintaining compliance within the bank. By acknowledging that you have reviewed and understood the material, you demonstrate your readiness to apply this knowledge in your role and adhere to compliance standards.

Completing this certification is a foundational step that reinforces the importance of compliance training, ensuring that all employees are on the same page regarding the expectations and requirements that govern their work. This preparation helps to minimize the risk of non-compliance and ensures that the organization operates within the legal and ethical frameworks set forth in the financial industry.